Compliance & Ethics

Audits and Monitoring

To ensure the effectiveness of a compliance and ethics program, an organization must establish processes for auditing and monitoring personnel adherence to its standards of conduct, policies, and processes. Otherwise, an enterprise cannot truly evaluate whether its compliance and ethics program is working effectively. Additionally, an organization needs to implement appropriate internal controls and technology to assist in audit and monitoring capabilities.

The Ankura team of compliance and ethics experts is deeply familiar with compliance program auditing and monitoring best practices, and assists its clients with the:

  • Review, design, creation, implementation, and improvement of internal audit and compliance controls
  • Auditing and monitoring of issues reported under or occurring within compliance program policies, processes, systems, and tools
  • Conduct of periodic audits of the effectiveness of compliance policies, practices, and controls
Get in Touch
Marc-Philip Ferzan
Senior Managing Director
Terrence S. Brody
Senior Managing Director