Internal Controls Assessment and Remediation

Effective anti-corruption compliance programs leverage corporate internal controls across a variety of areas, including cash management, accounts payable, employee onboarding, vendor onboarding, vendor due diligence, procurement, and others. The ability to identify, assess, and test the effectiveness of critical internal controls is an integral part of assessing the effectiveness of the overall compliance program. Our team of former auditors, with specific experience in the Committee of Sponsoring Organizations of the Treadway Commission, Sarbanes-Oxley Act, and other internal control benchmarks, can help quickly identify, test, and assess the effectiveness of these organizational controls.

We offer the following solutions:

  • Identification and assessment of compliance-related internal controls
  • Electronic data analysis and support
  • Periodic testing of controls through transaction testing
  • Design of automated red flag routines
  • Benchmarking controls to best practices
  • Interviews of relevant company gatekeepers