Audit Advisory

Monitoring & Independent Oversight

Resolution of a regulatory matter may require an audit firm to engage a monitor or independent consultant. Our seasoned professionals have firsthand experience as senior officers at both the Public Company Accounting Oversight Board (PCAOB) and the Securities & Exchange Commission (SEC), and bring this regulatory credibility and deep experience to monitor or independent consultant situations.

We assist in the following capacities:

  • Review audit methodology and system of quality control to identify enhancement opportunities
  • Review and evaluate regulatory-required undertakings or remedial measures
  • Serve as consulting resource to other third-party monitors or independent consultants in a supporting role
  • Assist in development of responses to regulatory-required undertakings or remedial measures
  • Provide independent, balanced, and unbiased perspective on response to regulatory-required undertakings and remedial measures
Get in Touch
Steven E. Richards
Senior Managing Director
Mitchell Friedman
Senior Managing Director
Kevin Stephens
Kevin Stephens
Senior Managing Director
Gene L. Deetz
Senior Managing Director