Audit Advisory

Pre-Inspection and Quality Control Assessment

An audit firm’s system of quality control encompasses both, the organizational structure and the adoption of policies and procedures established to provide reasonable assurance of complying with professional standards.  Ankura professionals have firsthand experience as standard-setters and regulators to assist firms with an assessment of systems of quality control in advance of a regulatory inspection.  Ankura services include the following:

  • Objective assessment of a firm’s quality control policies and procedures
  • Review and assessment of firm guidance materials
  • Assistance with and interpretation of Public Company Accounting Oversight Board (PCAOB) Standards and Securities and Exchange Commission (SEC) Rules covering quality control
  • Assistance and development of quality control enhancement plans
Get in Touch
Steven E. Richards
Senior Managing Director
Mitchell Friedman
Senior Managing Director
Kevin Stephens
Kevin Stephens
Senior Managing Director
Gene L. Deetz
Senior Managing Director