Wolfgang Konkel

Wolfgang’s professional experience includes:

• Management of several projects offering operational support in processing of backlog remediations in the areas of SAR, KYC, and transaction monitoring.
• Preparation and optimization of risk analysis according to § five of the German Anti-Money Laundering Act including derivations of control and action plans for private banks and the corporate sector.
• Optimization of compliance processes following due diligence requirements set forth in the Anti-Money Laundering Act.
• Analysis and revision of the organizational and operational structure with regards to prevention of money laundering and optimization of compliance process.
• Expert support in the development of a modular KYC tool for a company from the non-financial sector.
• Coordination and support of internal and external anti-financial crime audits of legal entities belonging to a leading international bank.
• Coordination of regulatory information requests in the areas of AML, terrorism finance, and fraud.
• Execution of the AMLO controls in a major international bank.
• Management of process audits (back, middle, and front office processes) focusing on AML, MiFID, WpHG, and MaComp.
• Leading special audits with focus on fraudulent acts.