Anti-Money Laundering

We are globally recognized experts in reviewing and assessing BSA/AML programs to determine adherence to regulatory guidelines, standards, best practices, as well as internal policies and procedures. We also perform thorough risk assessments to evaluate high-risk customers, transactions, or product lines.

We review every facet of the BSA/AML programs of cryptocurrency platforms and Fintechs. We recognize that Fintechs and cryptos are not traditional financial institutions and need programs that align new products/services with current regulatory requirements and a risk-based approach, while also understanding the need for a scalable compliance framework that can expand as your business grows from a start-up to a mature organization.

We evaluate customer intake workflows to determine efficiency and regulatory compliance. We also remediate customer identification program or KYC backlogs.

We partner with clients to evaluate the current state of their Business-As-Usual transaction monitoring workflows to tune for efficiency and develop key performance metrics to maximize quality assurance for peak efficiency and effectiveness. We are experienced in addressing and resolving alert backlogs as well as designing and implementing regulator mandated lookback reviews; our team of AML analysts conducts thorough reviews of transaction data to determine suspicious activity and recommend transactions and customers for suspicious activity reports (SARs).

Our subject matter experts execute independent testing and audit functions, ensuring you adhere to local rules and regulations to meet the regulatory requirement for an independent review.

Drawing on multidisciplinary resources, we perform thorough independent investigations by working with our clients to identify areas of inquiry and implementing a work plan focused on the key issues. Our accomplished team also provides regulatory reporting.   

Our team develops advanced analytics programs for transaction testing, risk assessments, and lookback reviews. Our customized and interactive visual dashboards facilitate reporting automation and case management.

Our team has direct financial institution experience managing hundreds of exams, presenting to examiners, and developing presentations to put your exam on the path to success.

Our team of AML analysts conducts thorough reviews of transaction data to determine suspicious activity and recommend transactions and customers for suspicious activity reports (SARs). When needed, we interface with regulators on behalf of clients so they can remain focused on their core business operations.

We partner with clients to evaluate the current state of their transaction monitoring workflows and develop key performance metrics to maximize quality assurance for peak efficiency and effectiveness.