Internal Control Risk Assessment

Forensic accounting and financial investigations often reveal deficiencies in entities’ internal controls and compliance systems. Our professionals have a wealth of experience in assessing the effectiveness of these systems, and can assist in all stages of control issues, from proactive measures through remediation and monitoring. Our team of former internal and external auditors, with specific experience in Committee of Sponsoring Organizations of the Treadway Commission, Sarbanes-Oxley Act, and other internal control benchmarks, can assist in a variety of ways, including:

• Identification and assessment of compliance-related internal controls
• Electronic data analysis and support
• Periodic testing of controls through transaction testing
• Design of automated red flag routines
• Benchmarking controls to best practices
• Interviews of relevant company gatekeepers