Cryptocurrency & Blockchain Advisory

SEC, DOJ, and CFTC Enforcement Matters and Consulting Assistance

When dealing with accounting-related enforcement by the Securities and Exchange Commission (SEC), Department of Justice (DOJ), and Commodity Futures Trading Commission (CFTC), our team is second to none. Former SEC, DOJ, and CFTC enforcement professionals give our clients the benefit of high-level, informed experience and insights so that they may navigate through regulatory, agency, and governmental inquiries. Our solutions and services in the context of Initial Coin Offerings (ICOs) and other forms of token issuing, include:

  • Quantitative and qualitative analysis of market activity in preparation for regulatory examination (e.g., analysis relating to Howey Test)
  • Electronic data capture and analysis
  • Assistance in responding to governmental subpoenas and document requests
  • An independent, balanced, and unbiased assessment of accounting issues and risks
  • Interface with auditors and third-party financial stakeholders
  • Participation in interviews, depositions, and testimony of relevant parties
  • Forensic accounting examination and reconstruction of books and records
  • Documentary support, review, and interpretation
  • Data analytics
  • Presentation of results and interface with US government regulatory authorities, including the SEC, DOJ, and CFTC, among others
Get in Touch
Steven E. Richards
Senior Managing Director